Finance & Compliance
From commissions to compliance—get the back-office info and support you need.
37 articles
Compliance
Get answers your compliance-related questions. If you have an urgent request or need to report an issue, email [email protected].
Compliance ResourcesResources regarding Compliance Monitoring Program, policies, code of conduct, and quick links7 articles
Compliant Titles, Disclaimers & Logo UsageGuidelines for Marketing Materials5 articles
Key Compliance TopicsCompliance FAQ, HIDE/FIDE SNP, Complaints and Allegations support, and Compliance Updates6 articles
Enrollments/AppointmentsEnrollments & Appointment Must Haves!2 articles
CMS Required InfoCompliant Disclaimers, Titles, etc.3 articles
Compliance MarketingStay Compliant while Marketing!4 articles
Compliance CommunicationCommunication Deep Dive5 articles
Finance & Commissions
Understand how carriers pay you commissions, how to view any override payments you earn, how to forecast your business, and how to submit marketing receipts.
Finance & Commissions Overview
Finances at Spark
Understanding Your Overrides Calendar
Purchasing (or Selling) a Book of Business
Finance & Commissions FAQ